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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-09
GA RA APPROVED 2026-06-09
TX RA APPROVED_RES 2026-06-09
  • FL RA
    APPROVED
    Since 2026-06-09
  • GA RA
    APPROVED
    Since 2026-06-09
  • TX RA
    APPROVED_RES
    Since 2026-06-09

Branch Locations

Winder, GA • United States

Lavonia, GA • United States

Clearwater Beach, FL • United States

Lavonia, GA • United States

812 Clyde Boyd Rd , Winder, GA 30680 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Clearwater Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Batesburg SC 12/2000 06/2026
Lpl Financial Lavonia GA 06/2026 Present
Previous Registrations
  • 2001-01-17 → 2026-06-12
    Clearwater Beach, FL
    Peachtree Corners, GA
    Suwanee, GA
    Independence, OH
    Suwanee, GA
    Roswell, GA
    Independence, OH
    Sandy Springs, GA
    Pensacola, FL
    Treasure Island, FL
    New Port Richey, FL
    Leesville, SC
    Suwanee, GA
    Dunellon, FL
Other Businesses

1. 06/2026 – Jarott Christian LLC – Business Entity For Tax/Investment Purposes Only – Not Inv Related – 4 Hour(s)/Month – 2 Hour(s) During Trading – Clearwater Beach FL 33767 – OBA Start Date: 01/25/2020 2. 06/2026 – Manifest Builders LLC – Business Entity For Tax/Investment Purposes Only – Not Inv Related – 5 Hour(s)/Month – 0 Hour(s) During Trading – Clearwater Beach FL 33767 – OBA Start Date: 01/19/2022

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-17
  • S66 Uniform Combined State Law Examination
    2003-01-17
Designations
  • Chartered Financial Consultant
Other Names
  • Jarott Jaskolka

View on SEC IAPD

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