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CRD 4328108
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-09 |
| GA | RA | APPROVED | 2026-06-09 |
| TX | RA | APPROVED_RES | 2026-06-09 |
Branch Locations
Clearwater Beach, FL • United States
812 Clyde Boyd Rd , Winder, GA 30680 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
Clearwater Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Batesburg | SC | 12/2000 | 06/2026 |
| Lpl Financial | Lavonia | GA | 06/2026 | Present |
1. 06/2026 – Jarott Christian LLC – Business Entity For Tax/Investment Purposes Only – Not Inv Related – 4 Hour(s)/Month – 2 Hour(s) During Trading – Clearwater Beach FL 33767 – OBA Start Date: 01/25/2020 2. 06/2026 – Manifest Builders LLC – Business Entity For Tax/Investment Purposes Only – Not Inv Related – 5 Hour(s)/Month – 0 Hour(s) During Trading – Clearwater Beach FL 33767 – OBA Start Date: 01/19/2022
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-01-17 |
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