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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-20 |
| TN | RA | APPROVED | 2014-10-07 |
Branch Locations
4949 Laws Rd, Whites Creek, TN 37189 • United States
132 Maple Row Blvd Suite 440, Hendersonville, TN 37075 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Hendersonville | TN | 05/2006 | Present |
1. 7/22/2019 - Guided Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/02/2019 - 160 Hours Per Month/40 Hours During Securities Trading. 2. 10/16/2019 - Amazing Life Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 11/01/2019 - 10 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-01 |
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