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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-25
VA RA APPROVED 2001-02-13
  • TX RA
    APPROVED_RES
    Since 2019-04-25
  • VA RA
    APPROVED
    Since 2001-02-13

Branch Locations

51 Coaling Rd, Troutville, VA 24175-6410 • United States

Roanoke, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Troutville VA 09/2005 03/2020
Ameriprise Financial Services, Llc Troutville VA 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 51 Coaling Troutville, Va. 24175, ,; Investment-Related; 04/30/2013. Business Ownership; WTR Stables Barn Loft at Sunny Slope Farm; Marketing and Maintenance of Airbnb; We have a barn on our farm I have converted the upstairs loft into a Airbnb; 1184 Coyner Springs Rd Roanoke Va 24012, ,; Not Investment-Related; 05/11/2018; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-07
  • S66 Uniform Combined State Law Examination
    2001-02-07

View on SEC IAPD

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