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801 Second Ave Suite 1400, Seattle, WA 98104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2019-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sharebuilder Securities Corp. | Seattle | WA | 06/2004 | 10/2016 |
| Self | Seattle | WA | 10/2016 | 03/2017 |
| Critical Informatics, Inc | Seattle | WA | 03/2017 | Present |
Name of Business: ShareBuilder Advisors, LLC; ShareBuilder Advisors is a Registered Investment Advisor "offering 401(k) plan design consulting, employee education, digital setup, and investment management services". Address: 801 2nd Ave Suite 1400 Seattle, WA 98104; member, Board of Directors; member, Investment Committee. Start date: 7/15/2019. Approximately 5 hours per quarter. Name of Business: Observa; Address: 323 N46th St, Suite B, Seattle, WA 98103; Nature of Business: For consumer brands, deliver dynamic and efficient real time, real-world information collection and analysis platform over brick and mortar marketing as can be achieved in the online world. Not securities-investment related; Position: Advisory Board; Hours/month devoted: 2; Hours during securities hours: 0; Start Date: 5/1/2016; Compensation: 25,000 stock options in Observa's stock; Description/Duties: Serve as a member of the Company's advisory board. I would participate in an advisory capacity, over email, phone and occasionally in person, on strategic and digital aspects of the business. Website: www.observanow.com
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