Patrick Yamlai Lee

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1995 → Present
  Kung, Lee & Pathak,Cpas
  Costa Mesa, CA
• 04/2001 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 12/2000 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL

Other Businesses

1)KLP TAX & FINANCIAL GROUP, INC. - 3333 MICHELSON, SUITE 810, IRVINE,CA 92612 - NOT INVESTMENT RELATED - ACCOUNTING, TAX & CONSULTING PRACTICE/FINANCIAL PLANNING - TITLE: PRESIDENT - WORK 35-40 HRS/WK - STARTED 11/1/03 - 40 HRS A WEEK - THIS BUSINESS IS A CORPORATION - SOLE SHAREHOLDER. 2)NAME OF OTHER BUSINESS: RENTAL PROPERTY ; INVESTMENT RELATED: NO ; ADDRESS: RANCHO SANTA MARGARITA CA 92688 ; NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 12/2014 ; POSITION/TITLE/RELATIONSHIP: OWNER / MANAGER ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: OWNER / MANAGER OF RENTAL PROPERTIES

Exams

• S66 Uniform Combined State Law Examination
  2001-01-05