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550 South Tryon Street 40Th Floor, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-12-01 |
Branch Locations
550 S Tryon St 40Th Floor, Charlotte, NC 28202-4200 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Investment Institute, Inc | Charlotte | NC | 11/2021 | Present |
| Wells Fargo Bank | Charlotte | NC | 05/2004 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-01 |
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