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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-06-21 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2012-03-03 |
Branch Locations
Boca Raton, FL • United States
400 Linden Oaks, Rochester, NY 14625 • United States
Pittsford, NY • United States
Canandaigua, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Rochester | NY | 12/2011 | Present |
1)THE JEWISH HOME OF ROCHESTER / 2021 WINTON ROAD SOUTH ROCHESTER, NY 14618 / OTHER / HEALTH CARE & PHARMACEUTICALS / NURSING HOME AND RE-HAB / MEMBER OF BOARD OF DIRECTORS / COMMITTE MEMBER FOR FOUNDATION AND INVESTMENT COMMITTEES / START DATE 07/01/2009 / 2)JEWISH FEDERATION OF ROCHESTER / 441 EAST AVENUE ROCHESTER,NY 14607 / OTHER/ OTHER NON-PROFIT ORGANIZATION / COMMUNITY SERVICE / MEMBER OF A COMMITTEE REPRESENTING THE INTERESTS OF ANY THIRD PARTY/PARTIES WITH A RELATIONSHIP WITH THE ORGANIZATION (I.E. CREDITOR'S COMMITTEE) / / INVESTMENT COMMITTEE MEMBER / START DATE 01/01/2008 - / ONE HOUR PER QUARTER. 3)ROCHESTER BROADWAY THEATRE LEAGUE / 885 EAST MAIN STREET ROCHESTER,NY 14605 / FOUNDATION/ CHARITIES, CULTURAL, EDUCATIONAL & POLITICAL ORGANISATIONS / NON PROFIT ORGANIZATION / ADVISOR OR MEMBER OF AN ADVISORY COMMITTEE, IF THE ADVICE GIVEN WILL OR MAY INFLUENCE THE BOARD OR OTHER SENIOR MANAGEMENT OR SUPERVISORY BOARD OF THE ORGANIZATION IN QUESTION / / MEETINGS / START DATE 10/01/2012 - / 1 HOUR PER QUARTER. 4)CYPHERWORX INC. / 3349 MONROE AVENUE ROCHESTER,NY 14608 / COMPANY/ EDUCATION / E-LEARNING / MEMBER OF BOARD OF DIRECTORS / / FOUR TWO HOUR MEETINGS / START DATE 10/1/2014 5)JEWISH SENIOR LIFE / 2021 WINTIN ROAD SOUTH ROCHESTER,NY 14618 / HEALTH CARE & PHARMACEUTICALS / HEALTH CARE / OFFICER / / BOARD MEMBER, TREASURER, / START DATE 1/1/2010/ A FEW 2 OR 3 HOURS PER MONTH/Viggi Kids / 2144 Brighton Henrietta Town Line Road Rochester,NY 14623 / Company/ Other Furniture / Selling movement chairs and educational kits / Member of Board of Directors / / 2 meetings per year and occasional interface / Start Date 4/1/2017 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-05 |
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