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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-06-21
NY RA APPROVED 2021-10-26
TX RA APPROVED_RES 2012-03-03
  • FL RA
    APPROVED
    Since 2023-06-21
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2012-03-03

Branch Locations

Boca Raton, FL • United States

400 Linden Oaks, Rochester, NY 14625 • United States

Pittsford, NY • United States

Canandaigua, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Rochester NY 12/2011 Present
Other Businesses

1)THE JEWISH HOME OF ROCHESTER / 2021 WINTON ROAD SOUTH ROCHESTER, NY 14618 / OTHER / HEALTH CARE & PHARMACEUTICALS / NURSING HOME AND RE-HAB / MEMBER OF BOARD OF DIRECTORS / COMMITTE MEMBER FOR FOUNDATION AND INVESTMENT COMMITTEES / START DATE 07/01/2009 / 2)JEWISH FEDERATION OF ROCHESTER / 441 EAST AVENUE ROCHESTER,NY 14607 / OTHER/ OTHER NON-PROFIT ORGANIZATION / COMMUNITY SERVICE / MEMBER OF A COMMITTEE REPRESENTING THE INTERESTS OF ANY THIRD PARTY/PARTIES WITH A RELATIONSHIP WITH THE ORGANIZATION (I.E. CREDITOR'S COMMITTEE) / / INVESTMENT COMMITTEE MEMBER / START DATE 01/01/2008 - / ONE HOUR PER QUARTER. 3)ROCHESTER BROADWAY THEATRE LEAGUE / 885 EAST MAIN STREET ROCHESTER,NY 14605 / FOUNDATION/ CHARITIES, CULTURAL, EDUCATIONAL & POLITICAL ORGANISATIONS / NON PROFIT ORGANIZATION / ADVISOR OR MEMBER OF AN ADVISORY COMMITTEE, IF THE ADVICE GIVEN WILL OR MAY INFLUENCE THE BOARD OR OTHER SENIOR MANAGEMENT OR SUPERVISORY BOARD OF THE ORGANIZATION IN QUESTION / / MEETINGS / START DATE 10/01/2012 - / 1 HOUR PER QUARTER. 4)CYPHERWORX INC. / 3349 MONROE AVENUE ROCHESTER,NY 14608 / COMPANY/ EDUCATION / E-LEARNING / MEMBER OF BOARD OF DIRECTORS / / FOUR TWO HOUR MEETINGS / START DATE 10/1/2014 5)JEWISH SENIOR LIFE / 2021 WINTIN ROAD SOUTH ROCHESTER,NY 14618 / HEALTH CARE & PHARMACEUTICALS / HEALTH CARE / OFFICER / / BOARD MEMBER, TREASURER, / START DATE 1/1/2010/ A FEW 2 OR 3 HOURS PER MONTH/Viggi Kids / 2144 Brighton Henrietta Town Line Road Rochester,NY 14623 / Company/ Other Furniture / Selling movement chairs and educational kits / Member of Board of Directors / / 2 meetings per year and occasional interface / Start Date 4/1/2017 /

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-05
S63 Uniform Securities Agent State Law Examination 2001-02-05
  • S65 Uniform Investment Adviser Law Examination
    2001-03-05
  • S63 Uniform Securities Agent State Law Examination
    2001-02-05
Other Names
  • Michael Howard Cooper

View on SEC IAPD

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