John Richard Farrall

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-04-15

FL RA
APPROVED

Since 2025-04-15

Branch Locations

Bradenton, FL • United States

Tampa, FL • United States

105 Lincolnway Ste 205, Valparaiso, IN 46383-5637 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pnc Private Bank	Sarasota	FL	01/2010	06/2024
Farrall Wealth / Dba For Lpl Business (Entity For Lpl Business)	Sarasota	FL	06/2024	Present
Lpl Financial Llc	Bradenton	FL	11/2024	Present

01/2010 → 06/2024

Pnc Private Bank

Sarasota, FL
06/2024 → Present

Farrall Wealth / Dba For Lpl Business (Entity For Lpl Business)

Sarasota, FL
11/2024 → Present

Lpl Financial Llc

Bradenton, FL

Other Businesses

1) 06/2024 - Farrall Wealth / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 2) 12/18/2024 - EAG Real Estate Solutions, LLC - Investment related - Business Entity For Tax/Investment Purposes Only - Tampa, FL - Start Date: 11/15/2024 - 4 Hrs/Mth - 0 Hrs During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-04

S66 Uniform Combined State Law Examination

2024-11-04

View on SEC IAPD