Kevin R Montgomery

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 02/2017
  Lpl Financial Llc
  Massillon, OH
• 09/2013 → 02/2017
  First Merit Bank
  Dover, OH
• 02/2017 → 02/2018
  The Huntington Investment Company
  Dover, OH
• 02/2018 → Present
  Lpl Financial
  Canal Fulton, OH

Previous Registrations

• 2017-02-01 → 2018-02-02
  The Huntington Investment Company
  Dover, OH
  Massillon, OH
• 2013-09-18 → 2017-02-01
  Lpl Financial Llc
  Dover, OH
  Massillon, OH
  Massillon, OH
  Canal Fulton, OH
  Massillon, OH
  Massillon, OH
  Massillon, OH
  Akron, OH
  Massillon, OH
  Canton, OH
  Canton, OH
  Elyria, OH
  Dover, OH
• 2010-01-20 → 2013-09-18
  Firstmerit Advisors, Inc.
  Massillon, OH
  Akron, OH
  Massillon, OH
• 2005-10-13 → 2010-01-22
  Invest Financial Corporation
  Massillon, OH
  Massillon, OH
  Massillon, OH
  Canal Fulton, OH
  Canton, OH
  Appleton, WI
  Massillon, OH
• 2002-06-21 → 2003-07-18
  Pruco Securities, Llc.
  Canfield, OH

Other Businesses

1) 01/02/2018 - Kevin Montgomery Financial - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 02/2018 - 160 hr/mth 2) 08/18/2022 - The Links at Stono Ferry, Golf Course Maintenance - Not Investment Related - 5405 Stono Ferry Course, Hollywood, SC 29407 - Outside/W-2 Employment - Mower - Start Date - 09/01/2022 - 60 Hours Per Month/30 Hours During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-03-05
• S66 Uniform Combined State Law Examination
  2001-02-20