Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-09-18
GA RA APPROVED 2005-01-10
  • TX RA
    APPROVED_RES
    Since 2014-09-18
  • GA RA
    APPROVED
    Since 2005-01-10

Branch Locations

6 Concourse Pkwy Suite 2700, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Atlanta GA 12/2004 Present
Mml Investors Services, Llc Atlanta GA 12/2004 Present
Previous Registrations
  • 2004-02-25 → 2005-01-04
    New England Securities
    Atlanta, GA
Other Businesses

(1) NAME: SETH COHN INV REL: Y ADD: 3333 PEACHTREE ROAD SUITE 400 ATLANTA, GA 30326 NATURE: LIFE, DISABILITY POSITION: SALES, AGENT START DATE: 1/1/2014 NO HRS/MO: 10 NO HRS/MO TRADING TIME: 0 (2) NAME: COFA ENTERPRISES LLC, INV REL: Y ADD: 3550 LENOX RD, STE 1100 ATALANTA, GA 30326, NATURE/DUTIES: OWNER OF LLC FOR PASS THROUGH COMPENSATION POSITION: OWNER START DATE: 09/03/2008, NO. HR/MO:10 NO. HR/MO DURING SEC TRADING: 5 (3) NAME: SMC ADVISORY SERVICES, LLC, INV REL: Y, ADD: AT RESIDENTIAL ADDRESS, NATURE/DUTIES: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 1/1/2025, NO. HR/MO: 1, NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-20
S63 Uniform Securities Agent State Law Examination 2001-01-20
  • S66 Uniform Combined State Law Examination
    2004-02-20
  • S63 Uniform Securities Agent State Law Examination
    2001-01-20

View on SEC IAPD

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor