Richard Hamilton Rawls

Employer firm

Sound Income Strategies, LLC CRD 173272

$4.18B regulatory AUM 57 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 05/2023
  Kestra Investment Services, Llc.
  Bethesda, MD
• 04/2016 → 05/2023
  Kestra Advisory Services, Llc.
  Besthesda, MD
• 05/2023 → Present
  Advisors Academy
  Fort Lauderdale, FL
• 06/2023 → Present
  Sound Income Strategies Llc
  Fort Lauderdale, FL

Previous Registrations

• 2016-04-18 → 2023-03-10
  Kestra Advisory Services, Llc
  Bethesda, MD
  Fort Lauderdale, FL
  Austin, TX
• 2016-02-11 → 2016-09-22
  Kestra Investment Services, Llc
  Bethesda, MD
  Fort Lauderdale, FL
• 2002-08-07 → 2005-12-31
  Mml Investors Services, Llc
  Bethesda, MD

Other Businesses

1. Advisors Academy - Marketing Coach. - Non- Investment related - May 2023- Present. 500 West Cypress Creek Road Suite 250 Fort Lauderdale, Florida 33309. Coaching and training advisors how to grow their businesses. This encompasses 100% of business hours. 2. Fixed Insurance Sales - Sales of Fixed Insurance products and Fixed Insurance Annuities and Health Insurance. Investment related - July 2023- Present. 500 West Cypress Creek Road Suite 250 Fort Lauderdale, Florida 33309. This encompasses 0% of business hours. 3. Rawls Financial Services, LLC - Financial Services, Sales to clients. April 2025 - Present. 2555 NE 11th St. Apt 1007, Fort Lauderdale, FL 33304. This encompasses 0% of business hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-08-27
• S66 Uniform Combined State Law Examination
  2001-12-13