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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-26
AZ RA APPROVED 2024-07-31
MO RA APPROVED 2024-01-05
TX RA APPROVED_RES 2022-08-08
GA RA APPROVED 2022-02-09
  • CA RA
    APPROVED
    Since 2026-01-26
  • AZ RA
    APPROVED
    Since 2024-07-31
  • MO RA
    APPROVED
    Since 2024-01-05
  • TX RA
    APPROVED_RES
    Since 2022-08-08
  • GA RA
    APPROVED
    Since 2022-02-09

Branch Locations

Grayson, GA • United States

5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Avenue Securities Llc Springfield Garden NY 01/2010 10/2021
Guardian Life Ins Co New York NY 01/2010 10/2021
Guardian Life Insurance Company Grayson GA 10/2021 Present
Park Avenue Securities Grayson GA 10/2021 Present
  • 01/2010 → 10/2021
    Springfield Garden, NY
  • 01/2010 → 10/2021
    Guardian Life Ins Co
    New York, NY
  • 10/2021 → Present
    Guardian Life Insurance Company
    Grayson, GA
  • 10/2021 → Present
    Park Avenue Securities
    Grayson, GA
Other Businesses

1) MNG Designs-provide photography, graphic design and web design services to clients, Start date: 10/03/2018, Address: N/A, 2 total hours per month; 0 during securities trading hours, Not investment related, Less than 10% annual compensation. 2) Rideshare driver, Start date: 5/12/23, Address: N/A, 15 total hours a month; 0 hours during securities trading hours, Not investment related, 10-25% annual compensation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-29
  • S66 Uniform Combined State Law Examination
    2013-04-29
Other Names
  • Marvin Galle

View on SEC IAPD

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