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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-26 |
| AZ | RA | APPROVED | 2024-07-31 |
| MO | RA | APPROVED | 2024-01-05 |
| TX | RA | APPROVED_RES | 2022-08-08 |
| GA | RA | APPROVED | 2022-02-09 |
Branch Locations
5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities Llc | Springfield Garden | NY | 01/2010 | 10/2021 |
| Guardian Life Ins Co | New York | NY | 01/2010 | 10/2021 |
| Guardian Life Insurance Company | Grayson | GA | 10/2021 | Present |
| Park Avenue Securities | Grayson | GA | 10/2021 | Present |
1) MNG Designs-provide photography, graphic design and web design services to clients, Start date: 10/03/2018, Address: N/A, 2 total hours per month; 0 during securities trading hours, Not investment related, Less than 10% annual compensation. 2) Rideshare driver, Start date: 5/12/23, Address: N/A, 15 total hours a month; 0 hours during securities trading hours, Not investment related, 10-25% annual compensation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-29 |
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