John Michael Cruse

Employer firm

Cruse Investments CRD 168568

$58.4M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Cruse Investments

Petaluma, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2013-09-19

CA RA
APPROVED

Since 2013-09-19

Branch Locations

Petaluma, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Cruse Investments	Petaluma	CA	07/2013	Present

07/2013 → Present

Cruse Investments

Petaluma, CA

Previous Registrations

2011-07-01 → 2013-07-03

Lpl Financial Llc

Petaluma, CA

San Diego, CA

Petaluma, CA
2011-01-03 → 2011-06-28

Wells Fargo Clearing Services, Llc

Sonoma, CA

Petaluma, CA
2001-08-31 → 2011-01-03

Wells Fargo Investments, Llc

Petaluma, CA

Petaluma, CA

Petaluma, CA

Sonoma, CA

Petaluma, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-04-26

S66 Uniform Combined State Law Examination

2001-04-26

View on SEC IAPD