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John Michael Cruse

Cruse Investments

Petaluma, CA

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Current Employers
Cruse Investments

Petaluma, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-09-19
  • CA RA
    APPROVED
    Since 2013-09-19

Branch Locations

Petaluma, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cruse Investments Petaluma CA 07/2013 Present
Previous Registrations
  • 2011-07-01 → 2013-07-03
    Lpl Financial Llc
    Petaluma, CA
    San Diego, CA
    Petaluma, CA
  • 2011-01-03 → 2011-06-28
    Wells Fargo Clearing Services, Llc
    Sonoma, CA
    Petaluma, CA
  • 2001-08-31 → 2011-01-03
    Wells Fargo Investments, Llc
    Petaluma, CA
    Petaluma, CA
    Petaluma, CA
    Sonoma, CA
    Petaluma, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-26
  • S66 Uniform Combined State Law Examination
    2001-04-26

View on SEC IAPD

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