Kirk Merle Fogg

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1999 → 06/2024
  Securities America, Inc.
  Medford, ME
• 06/2006 → 06/2024
  Securities America Advisors Inc
  Medway, ME
• 09/2006 → 01/2018
  Neal Dealen Resources, Llc
  Enfield, ME
• 08/2007 → Present
  Gordon Brook Financial Services, Llc
  Lincoln, ME
• 11/2007 → 06/2024
  Securities America Advisors, Inc
  Medway, ME
• 09/2006 → 01/2018
  Neal Dealer Services, Inc.
  Enfield, ME
• 10/2007 → Present
  Gordon Brook Financial, Llc
  Lincoln, NE
• 04/2014 → 05/2017
  Fogg Lumbering Inc.
  Lowell, ME
• 06/2024 → Present
  Osaic Wealth, Inc.
  Lincoln, ME

Previous Registrations

• 2007-11-02 → 2024-06-14
  Securities America Advisors, Inc.
  Lincoln, ME
• 2006-06-14 → 2006-11-08
  Securities America Advisors, Inc.
  Midway, ME

Other Businesses

1. GORDON BROOK FINANCIAL LLC POSITION: Agent NATURE: GORDON BROOK FINANCIAL LLC /INSURANCE SALES-- PRESIDENT TIME SPENT 10% - START DATE: 10/2007 - LOCATED AT 8 TAYLOR ST LINCOLN ME 04457-1145 INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2007 ADDRESS: 8 Taylor Street, Lincoln ME 04457 DESCRIPTION: Sell life insurance and annuity products 2. CLIENT ACCOUNT BENEFICIARY POSITION: beneficiary NATURE: CLIENT ACCOUNT BENEFICIARY/ ACCOUNT BENEFICIARY-- BENEFICIARY INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2000 ADDRESS: 158 West Old Main Road, Lowell ME 04493 DESCRIPTION: beneficiary on my mothers accounts 3. THIRD SELECTMAN POSITION: Third Selectman NATURE: Third Selectman-Town of Lowell, Maine. Elected Official serving a 3 year term on 3 person Board of Selectmen for Town of Lowell, Maine, population 359.Term begins March 2024.Paid stipend of approx. $4,000 per year.5 hours per month +/- INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/19/2024 ADDRESS: 129 West Old Main Rd, Lowell ME 04493 DESCRIPTION: Third Selectman services as part of a 3 person publicly elected board to serve as the Town's chief executive body. They have overall responsibility for general operations of town government. 4. KIRK FOGG POSITION: Notary NATURE: Maine Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/08/2024 ADDRESS: 8 Taylor Street, Lincoln ME 04457, United States DESCRIPTION: Maine Notary Public

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-01-03

Designations

• Certified Financial Planner