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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-27 |
| TX | RA | APPROVED | 2026-01-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Latham | NY | 04/2015 | 06/2017 |
| Alessandro Tronco | Latham | NY | 04/2015 | 06/2017 |
| Unemployed | Athens | NY | 07/2017 | 08/2017 |
| Financial Resources Group Investment Services | Fort Mill | SC | 09/2017 | 10/2025 |
| Lpl Financial, Llc | Fort Mill | SC | 09/2017 | 10/2025 |
| Northwestern Mutual Investment Services | Latham | NY | 06/2015 | 07/2017 |
| Gladstone Wealth Partners | Fort Mill | SC | 09/2017 | 10/2025 |
| The Vanguard Group, Inc. | Charlotte | NC | 01/2026 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 01/2026 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 01/2026 | Present |
| Unemployed | Matthews | NC | 11/2025 | 12/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-02 |
| S66 | Uniform Combined State Law Examination | 2009-05-28 |
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