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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-02-06 |
| RI | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John F. Stafford Insurance Agency | Fall River | MA | 02/1995 | Present |
| Signator Investors, Inc. | Fall River | MA | 05/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Fall River | MA | 11/2018 | Present |
1) JOHN F STAFFORD INSURANCE AGENCY INC POSITION: VP Sales NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 02/15/1995 ADDRESS: 1000 North Main Street, Fall River MA 02720, United States DESCRIPTION: Insurance Sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-16 |
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