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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-05-22
TX RA APPROVED_RES 2010-08-25
  • FL RA
    APPROVED
    Since 2019-05-22
  • TX RA
    APPROVED_RES
    Since 2010-08-25

Branch Locations

Miami, FL • United States

4225 Ponce De Leon Blvd Suite 500, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 09/2008 Present
Previous Registrations
  • 2004-06-11 → 2008-11-11
    Ubs International Inc.
    New York, NY
    Ny, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-24
  • S66 Uniform Combined State Law Examination
    2001-08-24

View on SEC IAPD

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