Amy Rachel Thompson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2004 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 07/2004 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 12/2001 → Present
  Weiss & Thompson, Pc
  Arlington Heights, IL

Previous Registrations

• 2002-05-10 → 2004-07-02
  Genworth Financial Planning Corporation
  Arlington Heights, IL

Other Businesses

1. NAME OF OTHER BUSINESS: WEISS & THOMPSON, PC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED; NATURE OF BUSINESS: ACCOUNTING SERVICES; START DATE: 12/01/2001; POSITION/TITLE/RELATIONSHIP: CPA; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: TAX AND ACCOUNTING SERVICES.

Exams

• S66 Uniform Combined State Law Examination
  2001-02-07

Other Names

• Amy Rachel Weiss