Katherine K Waters

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  New York, NY
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Other Businesses

*578047 - Villanova University; Investment Related: No; Villanova, Pennsylvania; Education; Board Member, Investment Committee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 01/2024; During Business Hours: 1; After Business Hours: 3; To serve as a trustee on student affairs and growth of the instituion. *611050 - Fordham Prep's Mothers Club; Investment Related - No; Bronx, New York; Social & Recreational; Finance Committee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 09/2024; During Business Hours: 1; After Business Hours: 9; Labor/Service, Check Signing/Funds Disbursements, Business Development/Growth, Accounting/Bookkeeping.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-11-14
• S63 Uniform Securities Agent State Law Examination
  1998-11-04

Other Names

• Katie Bader
• Katherine Kierce Bader