Theodore D Degaetano

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2005-06-23
IL	RA	APPROVED	2005-02-01

TX RA
APPROVED

Since 2005-06-23
IL RA
APPROVED

Since 2005-02-01

Branch Locations

10 N Martingale Rd, Schaumburg, IL 60173 • United States

3455 Peachtree Rd Ne Workplace Benefits, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Schaumburg	IL	03/1993	Present

03/1993 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Schaumburg, IL

Other Businesses

I*2028265, Entity Type Fiduciary, Name of OBA: MD TTEE U/A DTD 09/01/2022 Address: Addison, Illinois, 60101 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: Sep-09-2024 No Hours: 1 yearly No Hours during trading: 0 Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-01-31
S63	Uniform Securities Agent State Law Examination	2001-05-07

S66 Uniform Combined State Law Examination

2005-01-31
S63 Uniform Securities Agent State Law Examination

2001-05-07

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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