Richard Punturo

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1994 → Present
  D/B/A- Richard Punturo, Cpa, Cfp
  Valley Stream, NY
• 01/2000 → Present
  Bernstein & Punturo, Llp
  Valley Stream, NY
• 01/2000 → Present
  Richard Punturo Cpa Pc
  Melville, NY
• 07/2006 → Present
  Punturo Financial Services, Inc.
  Melville, NY
• 08/2013 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 08/2013 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Other Businesses

1) BERNSTEIN & PUNTURO, LLP 445 BROAD HOLLOW RD STE 108 MELVILLE NY, 01/2000, PARTNER, FULL SERVICE ACCOUNTING AND TAX FIRM. NIR, 120 HR/MO 85 HR/MO TRADING 2) NASSUA/SUFFOLK NY CHAPTER OF NCCPAP, 22 JERICHO TPKE STE 110 MINEOLA NY, 07/2017, DIRECTOR, NATIONAL CPA ORGANIZATION. NIR, 3 HR/MO 0 HR/TRADING 3) LONG ISLAND ALZHEIMER FOUNDATION, 1025 OLD COUNTRY RD STE 115 WESTBURY NY, 06/2017, CO-CHAIR OF COMMITTEE TO COORDINATE ONE OF THE FOUNDATION'S ANNUAL EVENTS. NIR, 2 HR/MO 0 HR/TRADING 4) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 08/2013, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING 5) PUNTURO WEALTH MANAGEMENT, 445 Broad Hollow Road, Suite 108, Melville, NY 11747, 08/2026, President, DBA Name, NIR, 120 HR/MO - 80 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2001-02-06

Designations

• Certified Financial Planner