James Joseph Wood

Employer firm

Nwf Advisory Services Inc CRD 110410

$6.43B regulatory AUM 109 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2004 → 06/2022
  Premier Financial Partners, Llc
  St. Louis, MO
• 09/2005 → Present
  Osaic Wealth, Inc.
  St. Louis, MO

Previous Registrations

• 2005-09-26 → 2022-07-06
  Premier Financial Partners, Llc
  St. Louis, MO
  St. Louis, MO
• 2004-05-19 → 2005-09-19
  Lpl Financial Llc
  St. Louis, MO
• 2004-09-15 → 2005-09-08
  Premier Financial Partners, Llc
  St. Louis, MO
• 2002-01-01 → 2004-05-25
  Ws Griffith Securities, Inc.
  St. Louis , MO

Other Businesses

1. ST. LOUIS COUNTY LIBRARY FOUNDATION POSITION: Trustee/Treasurer NATURE: Not-for-profit foundation supporting the St. Louis County Library system. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2016 ADDRESS: 1640 South Lindbergh Blvd., St. Louis MO 63131, United States DESCRIPTION: Member of the Board of Trustees and Chair of the Finance Committee Member of the Executive Committee 2. CEPAD USA POSITION: Advisory Board Member NATURE: Provide charitable assistance to individuals in Nicaragua. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: PO Box 1679, Brevard NC 28712, United States DESCRIPTION: Meet with other Board members to provide direction to Director of the charity. 3. THE COLLEGE SCHOOL OF WEBSTER GROVES POSITION: Advisory Trustee NATURE: Private K-8 School INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2021 ADDRESS: 7825 Big Bend Blvd., Webster Groves MO 63119, United States DESCRIPTION: Serve on Advisory Board of Directors 4. NWF ADVISORY SERVICES, INC. POSITION: Investment Advisory Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 06/18/2024 ADDRESS: 11835 West Olympic Blvd., #1155 East, Los Angeles CA 90064, United States DESCRIPTION: I do financial planning for clients with NWF Advisory Services. I work in St. Louis MO but NWF is located in Los Angeles, CA. 5. CUT-N-JUMP, LLC POSITION: Owner NATURE: This an LLC formed by me and my wife soley to own a condo interest in a property in Steamboat, CO. There is no business activity except payments to the condo association for HOA fees and payment on a loan to Central Bank in Missouri for the loan on the property. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/04/2025 ADDRESS: 28 MARSHALL PL, SAINT LOUIS MO 63119-2321, United States DESCRIPTION: There are no duties. I disclose this only because it is an LLC. There is no business; condo is not rented to others and is only used for family leisure. 6. WEDGE ADVISORS, LLC POSITION: Managing Member NATURE: I formed an LLC because I wanted to have a way to provide other employees with ownership interest in the financial planning practice. The LLC is simply a pass-through entity to track this. All securities and commission related income still pass through the same bank account but then are transferred to the LLC to account for ownership interest by this (these) other employee(s). INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2023 ADDRESS: 540 Maryville Centre Dr, Suite 325, St. Louis MO 63141, United States DESCRIPTION: The duties for this are simply to provide accounting for the entity. There is no other activity except to manage the ownership interest. 7. PATHMARK WEALTH ADVISORS POSITION: Certified Financial Planner professional NATURE: Marketing name for Wedge Advisors, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/20/2026 ADDRESS: 540 Maryville Centre Dr, Suite 325, Saint Louis MO 63141, United States DESCRIPTION: Certified Financial Planner professional

Exams

• S66 Uniform Combined State Law Examination
  2002-03-29
• S63 Uniform Securities Agent State Law Examination
  2001-03-15

Designations

• Certified Financial Planner