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Constance Rene Halley Shaw

Nationwide Investment Advisors, LLC

Columbus, OH

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Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-09-02
  • OH RA
    APPROVED
    Since 2020-09-02

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adp Inc. St Louis MO 03/2007 10/2018
Adp Broker-Dealer, Inc. Roseland NJ 03/2007 10/2018
Nationwide Investment Services Inc Columbus OH 03/2019 Present
Unemployed St. Louis MO 11/2018 02/2019
  • 03/2007 → 10/2018
    Adp Inc.
    St Louis, MO
  • 03/2007 → 10/2018
    Adp Broker-Dealer, Inc.
    Roseland, NJ
  • 03/2019 → Present
    Nationwide Investment Services Inc
    Columbus, OH
  • 11/2018 → 02/2019
    Unemployed
    St. Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-02
S63 Uniform Securities Agent State Law Examination 1999-10-29
  • S65 Uniform Investment Adviser Law Examination
    2020-09-02
  • S63 Uniform Securities Agent State Law Examination
    1999-10-29
Other Names
  • Renee Halley
  • Constance Renee Halley
  • Constance Renee Halley Shaw
  • Constance Rene Halley Shaw
  • Constance Renee Halley Shaw

View on SEC IAPD

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