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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-07
PA RA APPROVED 2003-08-15
  • TX RA
    APPROVED_RES
    Since 2020-10-07
  • PA RA
    APPROVED
    Since 2003-08-15

Branch Locations

4661 Trindle Rd Ste 400, Camp Hill, PA 17011-5603 • United States

Mechanicsburg, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Camp Hill PA 06/2000 03/2020
Ameriprise Financial Services, Llc Camp Hill PA 03/2020 Present
Other Businesses

Other Business Activities; Elder- Vibrant Church; Provide spiritual guidance and accountability to the larger church body. Provide oversight and direction to vocation staff in ministry along with budget approval.; 1775 Lambs Gap Road, , Mechanicsburg, PA, 17050; Not Investment-Related; 06/01/2025; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-09
  • S66 Uniform Combined State Law Examination
    2001-02-09

View on SEC IAPD

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