Robert Thomas Brown

Current Employers

Employment History

• 04/2016 → 11/2025
  Apexium Financial Lp
  Dallas, TX
• 01/2003 → Present
  Capstone Wealth Management, Llc
  New York, NY
• 08/2018 → 12/2025
  Private Client Services
  Rye, NY
• 11/2025 → 03/2026
  United Capital Financial Advisors, Llc
  Irving, TX
• 12/2015 → Present
  Soundwatch Capital, Llc
  Rowayton, CT
• 03/2026 → Present
  Integrity Alliance, Llc
  Urbandale, IA

Previous Registrations

• 2025-11-07 → 2025-12-04
  Apexium Financial Lp
  Rye, NY
  Dallas, TX

Other Businesses

1)M FINANCIAL GROUP; INSURANCE BROKERAGE; INVESTMENT RELATED; PORTLAND, OR; OWNER; JAN 2016; 0 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; INSURANCE BROKER 2) REGISTERED REPRESENTATIVE AND INDEPENDENT CONTRACTOR OF INTEGRITY ALLIANCE, LLC ("INTEGRITY ALLIANCE"), A REGISTERED BROKER-DEALER, MEMBER FINRA & SIPC. INTEGRITY WEALTH IS A MARKETING NAME FOR INTEGRITY ALLIANCE. UNITED CAPITAL IS NOT AFFILIATED WITH INTEGRITY WEALTH. WHEN ACTING IN THE CAPACITY OF A REGISTERED REPRESENTIVE, RECEIVES COMPENSATION GENERATED FROM COMMISSIONS AND SUCH COMPENSATION MAY VARY. THIS GIVES AN INCENTIVE TO RECOMMEND INVESTMENT PRODUCTS BASED ON THE COMPENSATION RECEIVED RATHER THAN ON THE CLIENT'S NEEDS. CLIENTS ARE UNDER NO OBLIGATION TO CONDUCT BROKERAGE BUSINESS THROUGH THE ASSOCIATE WITH INTEGRITY WEALTH. WHEN ACTING IN AN ADVISORY CAPACITY UNDER UNITED CAPITAL, THERE IS A FIDUCIARY OBLIGATION TO ACT IN THE CLIENT'S BEST INTEREST. 3) CAPSTONE WEALTH MANAGEMENT, LLC; NON-INVESTMENT RELATED; 57 OSBORN RD,RYE, NY,10580, NATURE OF THE BUSINESS: RECEIVES INS RENEWALS FROM OLD POLICIES SOLD PRE -2016, START DATE: 12/01/2002, 0HRS DURING TRADING /SECURITIES, NO JOB DUTIES. 4) BRUNSWICK INVESTMENTS, LLC;, NON-INVESTMENT RELATED; 57 OSBORN RD,RYE, NY,10580; NATURE OF BUSINESS:PERSONAL RESTATE PLANNING,POSITION: OTHER,TITLE;OTHER, START DATE:11/08/23, 0HRS DURING TRADING /SECURITIES, DUTIES: PERSONAL ESTATE PLANNING VEHICLE. 5) SOUNDWATCH CAPITAL, LLC; UNITED CAPITAL FINANCIAL ADVISORS-INVESTMENT RELATED: ROWAYTON, CT; NATURE OF BUSINESS: OPTIONS OVERLAY STRATEGY; POSITION: OWNER, START DATE: 12/1/25, HRS DEVOTED TO BUSINESS:0 HRS, SECURITY TRADING HRS:0 HRS., DUTIES: MANAGE OPTIONS STRATEGIES 6) UNITED CAPITAL RISK MANAGEMENT-INVESTMENT RELATED: NO, 125 E JOHN CARPENTER FWY, STE 1300, IRVING, TX 75062, NATURE OF BUSINESS: INSURANCE, POSITION: INSURANCE, START DATE: 11/11/25, HRS DEVOTED TO BUSINESS:1 HR, SECURITY TRADING HRS:1 HRS., DUTIES: INSURANCE. 7) UNITED CAPITAL FINANCIAL ADVISORS POSITION: Employee NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 11/10/2025 ADDRESS: 125 E John W Carpenter Fwy, Suite 1300, Irving TX 75062, United States DESCRIPTION: managing director

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-09-11

Designations