Kevin Richard Sullivan

Current Employers

Employment History

• 10/2015 → Present
  Lpl Financial, Llc
  Stoneham, MA
• 10/2015 → Present
  Salem Five Bank
  Stoneham, MA

Previous Registrations

• 2013-12-23 → 2015-09-17
  Tiaa-Cref Individual & Institutional Services, Llc
  Waltham, MA
• 2013-02-14 → 2013-12-03
  Citizens Securities, Inc.
  Lexington, MA
  Lexington, MA
• 2009-07-30 → 2013-02-07
  Lpl Financial Llc
  Salem, MA
  Peabody, MA
• 2007-12-19 → 2009-03-25
  Banc Of America Investment Services, Inc.
  Acton, MA
  Stoneham, MA
  Winthrop, MA
  Winthrop, MA
  Everett, MA
  Burlington, MA
  Winthrop, MA

Other Businesses

1. 10/15/2015 - Real Estate - INV REL - 12/14 Greenwood ave wakefield ma 01880 - START 09/01/2007 - 5% TIME SPENT - I own a 2 unit rental property, I spend less than 5 % of my personal time managing property 2. 10/15/2015 - Salem Five Investment Services - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 3. 02/01/2016 - Real Estate Rental - INV REL - 12/14 Greenwood ave wakefield ma 01880 - I own 2 family, that I rent out and spend 5 percent of my personal time managing. - START 09/01/2007 4. 3/24/2021 - Salem Five Wealth Management and Trusts - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date: 04/01/2021 - 40 Hours Per Month/2 Hours During Securities Trading - Activity and Role: Advisor will manage both LPL Financial accounts and act as a relationship manager and/or business development officer to refer appropriate relationships to the trust/wealth management department of Salem Five. Salem Five Wealth Management and Trust does employ non-securities licensed individuals as part of their trust/ wealth management group. Advisor has separate office and does not have discretion or trading authority. 5. 07/09/2024 - Salem Five Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/18/2024 - 160 Hours Per Month/ 6 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-12-13
• S63 Uniform Securities Agent State Law Examination
  2002-07-06