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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-05-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Investment Services | Dedham | MA | 07/2016 | 06/2020 |
| Nicolas Pakler | Manchester | NH | 06/2020 | 04/2023 |
| Northwestern Mutual Investment Services Llc | Manchester | NH | 06/2020 | 04/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2020 | 04/2023 |
| Massmutual | Springfield | MA | 05/2023 | Present |
| Mml Investors Services, Llc | Springfield | MA | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-13 |
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