Herbert Lowey Ortega

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2022-04-07
TX	RA	APPROVED_RES	2011-01-19
MD	RA	APPROVED	2009-06-01

DC RA
APPROVED

Since 2022-04-07
TX RA
APPROVED_RES

Since 2011-01-19
MD RA
APPROVED

Since 2009-06-01

Branch Locations

7500 Old Georgetown Road 10Th Floor, Bethesda, MD 20814 • United States

12505 Park Potomac Avenue Suite 200, Potomac, MD 20854 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Bethesda	MD	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

Bethesda, MD
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-11-06 → 2009-06-01

Citigroup Global Markets Inc.

Bethesda, MD

Other Businesses

Rental Property; Atlanta, GA; Investment related; Sole Proprietor / Owner / Partner; 11/2007; During business hours: 0; After business hours: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-30

S66 Uniform Combined State Law Examination

2007-10-30

Other Names

Herb Ortega
Herb Lowey Ortega

View on SEC IAPD

Other Firms

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KALAMATA ASSET MANAGEMENT LLC

GLASSY MOUNTAIN ADVISORS, INC.

NOORDZEE CAPITAL LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

HIGHTOWER ADVISORS, LLC

GOLDEN WEALTH STRATEGIES

Other Investors

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DAVID MICHAEL GREENLEIGH

JAMIE LYNN BIGSBY

Brian Hawthorne-Codato

William K McCaffrey

ALEXANDER SIDNEY JOHANNES LEVY

FREDERICK THOMAS TURNER

Other Offices

LGG FINANCIAL · BETHESDA, MD

BLUE SPARROW FUNDS GP LLC · BETHESDA, MD

KALAMATA ASSET MANAGEMENT LLC · BETHESDA, MD

GLASSY MOUNTAIN ADVISORS, INC. · BETHESDA, MD

NOORDZEE CAPITAL LLC · BETHESDA, MD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BETHESDA, MD

HIGHTOWER ADVISORS, LLC · BETHESDA, MD

GOLDEN WEALTH STRATEGIES · Bethesda, MD

More in Bethesda, MD

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