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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-05-10 |
| TX | RA | APPROVED_RES | 2023-05-09 |
Branch Locations
28050 Us Highway 19 N Ste 401, Clearwater, FL 33761 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Clearwater | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Clearwater | FL | 11/2016 | 03/2018 |
| Wells Fargo Advisors Financial Network, Llc | Clearwater | FL | 03/2018 | 05/2023 |
| Raymond James Financial Services, Inc. | Clearwater | FL | 05/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Clearwater | FL | 05/2023 | Present |
(1) Name of Business: CN Wealth Management Group Address: 28050 US Highway 19 N Ste 401, Clearwater, FL, 33761-2629, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 01/01/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is the business entity that myself and Robert Chiavacci own that operates under the DBA - Keybridge Wealth Management. (2) Name of Business: Morton Plant Mease Healthcare Foundation Address: 1200 Druid Road S, Clearwater, FL, 33756, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member, Executive Member Investment Related: Yes Start Date: 01/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the immediate past chairwoman, board member of the board and I sit on both the investment committee and the finance committee as a voting member. I vote on budgets and grant requests. Our committee also meets with the outside money managers who are charged with the day by day trading of the foundations investments. They have asked me to sign checks as a secondary signer when the checks cut are above $10K. I do not maintain control over the bank accounts, I am just a secondary signer.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-16 |
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