Gavin William Ellis

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2018 → 10/2021
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 10/2021 → Present
  Fisher Investments
  Carmel, IN
• 11/1998 → 10/2021
  Fidelity Investments
  Covington, KY

Previous Registrations

• 2018-07-13 → 2021-10-12
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2004-06-03 → 2018-07-13
  Strategic Advisers Llc
  Indianapolis, IN
  Covington, KY
  Tampa, FL

Other Businesses

OAA#: 66820 | Org Name:KAE Design | Org Addr: 381 Shades Ct. Carmel, IN, US | Nature of Bus: My wife is starting an interior design company. She will be working with realtors on staging houses | Invst Rel:Y | Title:Co-owner | Duties:I am only listed as a co-owner because my wife and I file married joint tax returns. | Start Dt:08/17/2020 | Total Hrs p/m:1 | Sec Trdng Hrs p/m:0

Exams

• S66 Uniform Combined State Law Examination
  2004-05-25
• S63 Uniform Securities Agent State Law Examination
  2001-04-07

Designations

• Certified Financial Planner