Sasha Ray Kottmeier

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2003-12-08
CA	RA	APPROVED	2002-05-28

TX RA
APPROVED

Since 2003-12-08
CA RA
APPROVED

Since 2002-05-28

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

200 Spectrum Center Drive Suite 1800, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Newport Beach	CA	05/2005	Present

05/2005 → Present

Ubs Financial Services Inc.

Newport Beach, CA

Previous Registrations

2001-07-23 → 2002-06-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ontario, CA

Other Businesses

ANARCHY MOTORCYCLES. YORBA LINDA, CA. NOT INVESTMENT RELATED. BUSINESS - BUY AND SELL MOTORCYCLES, CARS AND REAL ESTATE. TITLE - SOLE OWNER. START DATE - 06/01/2005. 5 HRS/MONTH. DUTIES - BUY AND SELL MOTORCYCLES, CARS AND REAL ESTATE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-12-14

S66 Uniform Combined State Law Examination

1999-12-14

View on SEC IAPD