Todd Jarred Smiler

Current Employers

Employment History

• 01/2013 → 10/2016
  Wells Fargo Advisors
  Boca Raton, FL
• 10/2016 → Present
  Lpl Finaincal Llc
  Boca Raton, FL
• 10/2016 → Present
  Gaines Financial Group
  Boca Raton, FL

Previous Registrations

• 2016-12-07 → 2022-04-22
  Gaines Financial Group
  Boca Raton, FL
• 2013-02-05 → 2016-10-31
  Wells Fargo Clearing Services, Llc
  Boca Raton, FL
• 2011-12-16 → 2013-01-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boca Raton, FL

Other Businesses

1. 8/14/2016 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 08/07/2017 - 5 Hours Per Month/1 Hour During Securities Trading - Fixed insurance - Selling GROUP health, life and disability insurance. 2. 04/19/2022- Great Valley Advisor Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 04/08/2022- 100 Hours Per Month/6 Hours During Securities Trading - Time Spent 65% - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 4/2022. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 3. 11/04/2022 - SMILER FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/25/2022 - 100 Hours Per Month/100 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2011-11-02
• S63 Uniform Securities Agent State Law Examination
  2001-04-06

Other Names

• Todd Jarred Smiler
• Todd J Smiler
• Todd Jared Smiler