Massimo A Romano

Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 11/2016
  Wells Fargo Advisors Llc
  Woodbury, NY
• 11/2016 → 01/2022
  Wells Fargo Clearing Services, Llc
  Woodbury, NY
• 01/2022 → Present
  Janney Montgomery Scott Llc
  Melville, NY

Other Businesses

PCN Networking Group PCN-LI (Professional Connections Newtwork of Long Island), Melville, NY. PCN-LI is a professional networking organization of men and women dedicated to the highest standards of ethics, professionalism and services. Member; 3 hrs./month, not investment related, not compensated, 01/2022.

Exams

• S66 Uniform Combined State Law Examination
  2022-03-14
• S65 Uniform Investment Adviser Law Examination
  2001-03-13
• S63 Uniform Securities Agent State Law Examination
  2001-03-09

Other Names

• Massimo Romano