David Scott Raudman

Employer firm

Independent Financial Partners CRD 125112

$16.3B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
NON-DISCRETIONARY INVESTMENT ADVICE

From the firm’s Form ADV. Read the guides:

Current Employers

Independent Financial Partners

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2018-02-16

NC RA
APPROVED

Since 2018-02-16

Branch Locations

Denver, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Tampa	FL	06/2011	05/2019
Independent Financial Partners	Tampa	FL	06/2011	Present
Ifp Securities, Llc	Denver	NC	05/2019	Present

06/2011 → 05/2019

Lpl Financial Llc

Tampa, FL
06/2011 → Present

Independent Financial Partners

Tampa, FL
05/2019 → Present

Ifp Securities, Llc

Denver, NC

Previous Registrations

2005-10-18 → 2011-06-30

American Portfolios Advisors, Inc

Holbrook, NY
2001-04-24 → 2002-08-01

Nations Financial Group, Inc.

Tampa, FL

Other Businesses

(1) 05/20/2011: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 2% OF TIME SPENT - SALES. INS TYPES: LIFE, FIXED ANNUITIES

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-01-15

S66 Uniform Combined State Law Examination

2001-01-15

Designations

Certified Financial Planner

View on SEC IAPD