Robert William Ward

Current Employers

Fountain Financial Group, Inc.

16921 E Palisades Blvd Suite 105, Fountain Hills, AZ 85268 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2017-02-13

MN RA
APPROVED

Since 2017-02-13

Branch Locations

Apple Valley, MN • United States

16921 E Palisades Blvd Suite 105, Fountain Hills, AZ 85268 • United States

Disclosures

4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond Yes
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Fountain Financial Group, Inc.	Apple Valley	MN	01/2017	Present
Oaks Financial Services	Apple Valley	MN	08/2015	Present
Robert Ward, Sole Proprietor	Apple Valley	MN	03/2001	Present

01/2017 → Present

Fountain Financial Group, Inc.

Apple Valley, MN
08/2015 → Present

Oaks Financial Services

Apple Valley, MN
03/2001 → Present

Robert Ward, Sole Proprietor

Apple Valley, MN

Previous Registrations

2005-01-18 → 2015-05-19

Thrivent Investment Management Inc.

Burnsville, MN

Eagan, MN

Burnsville, MN

Other Businesses

Robert William Ward, has a financial industry affiliated business as a licensed insurance agent. Approximately 10% of Mr. Ward's time is spent in this practice. From time to time, he will offer clients advice or products from this activity. Oaks Financial Services; 7800 133rd Street W, Apple Valley, MN 55124; CEO; Consulting with other Advisors regarding Retirement Income Strategies for a fee; Investment Related; Started 08/2015; Approximately 70% of time spent.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-03-08

S66 Uniform Combined State Law Examination

2001-03-08

Designations

Other Names

Bob Ward

View on SEC IAPD