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Benjamin Jacob Moscowicz

Alliancebernstein L.P.

Miami, FL

CRD 4323997

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Employer firm

Alliancebernstein L.p. CRD 108477

$763B regulatory AUM 16 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-07
TX RA APPROVED_RES 2014-01-03
FL RA APPROVED 2006-09-08
  • NY RA
    APPROVED
    Since 2021-05-07
  • TX RA
    APPROVED_RES
    Since 2014-01-03
  • FL RA
    APPROVED
    Since 2006-09-08

Branch Locations

701 Brickell Avenue Suite 2290, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co. Los Angeles CA 08/2000 Present
  • 08/2000 → Present
    Sanford C. Bernstein & Co.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-06
S63 Uniform Securities Agent State Law Examination 2001-02-20
  • S66 Uniform Combined State Law Examination
    2006-09-06
  • S63 Uniform Securities Agent State Law Examination
    2001-02-20
Designations
  • Certified Financial Planner

View on SEC IAPD

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