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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-07-06
  • FL RA
    APPROVED
    Since 2017-07-06

Branch Locations

7455 Chancellor Drive Suite Cac South, Orlando, FL 32809 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 04/2017 06/2018
Suntrust Advisory Services, Inc. Atlanta GA 04/2017 Present
Pnc Rockledge FL 03/2016 03/2017
Suntrust Investment Services, Inc. Atlanta GA 06/2018 Present
  • 04/2017 → 06/2018
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 04/2017 → Present
    Suntrust Advisory Services, Inc.
    Atlanta, GA
  • 03/2016 → 03/2017
    Pnc
    Rockledge, FL
  • 06/2018 → Present
    Suntrust Investment Services, Inc.
    Atlanta, GA
Previous Registrations
  • 2012-11-28 → 2016-02-09
    Orlando, FL
  • 2010-01-12 → 2012-11-13
    Bb&T Investment Services, Inc.
    Titusville, FL
    Melbourne, FL
    Weston, FL
    Melbourne, FL
    Charlotte, NC
    Melbourne, FL
    Melbourne, FL
    Titusville, FL
  • 2009-05-02 → 2009-12-22
    Chase Investment Services Corp.
    Vero Beach, FL
    West Melbourne, FL
    Palm Bay, FL
    Fort Pierce, FL
    Melbourne, FL
    Melbourne, FL
    Melbourne, FL
    Melbourne, FL
  • 2007-07-31 → 2009-05-02
    Wamu Investments, Inc.
    Vero Beach, FL
    Melbourne, FL
    Cocoa, FL
    Rockledge, FL
    Cocoa, FL
    Indian Harbor Beach, FL
    Merritt Island, FL
    Melbourne, FL
    Vero Beach, FL
    Fort Pierce, FL
    Vero Beach, FL
    Rockledge, FL
    West Melbourne, FL
    Merritt Island, FL
    Cocoa, FL
    Indian Harbor Beach, FL
    Cocoa, FL
    Melbourne, FL
    Palm Bay, FL
    Melbourne, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-27
S63 Uniform Securities Agent State Law Examination 1998-10-16
S65 Uniform Investment Adviser Law Examination 1998-10-12
  • S66 Uniform Combined State Law Examination
    2007-07-27
  • S63 Uniform Securities Agent State Law Examination
    1998-10-16
  • S65 Uniform Investment Adviser Law Examination
    1998-10-12
Other Names
  • Bill Monz
  • William Moniz
  • William Moniz

View on SEC IAPD

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