Misty L Francis

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2012-12-17

TX RA
APPROVED

Since 2012-12-17

Branch Locations

6751 Old Jacksonville Hwy, Tyler, TX 75703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Tyler	TX	05/1984	Present
Bank Of America, N.A.	Tyler	TX	05/2015	Present

05/1984 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tyler, TX
05/2015 → Present

Bank Of America, N.A.

Tyler, TX

Other Businesses

I*3072267 Entity Type: N/A Name of OBA:Rental Property 1 Address:Tyler Texas Investment Related:No Position, Title, Association:Co-owner with other family members Start Date:11/01/2024 No Hours: 2 Yearly No Hours during trading:0 Yearly Duties:N/A

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-12-15
S63	Uniform Securities Agent State Law Examination	2001-01-03

S66 Uniform Combined State Law Examination

2012-12-15
S63 Uniform Securities Agent State Law Examination

2001-01-03

Other Names

Misty Rasberry
Misty Leigh Francis

View on SEC IAPD