Matthew Ward Weiss

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → 04/2017
  Bank Of America,Na
  Westlake Village, CA
• 07/2017 → 02/2018
  Coasthills Credit Union
  Thousand Oaks, CA
• 03/2018 → 03/2020
  Morgan Stanley Smith Barney Llc
  Houston, TX
• 03/2018 → 03/2020
  Morgan Stanley Private Bank, N.A.
  Houston, TX
• 03/2020 → 09/2020
  E*Trade Securities Llc
  Houston, TX
• 03/2020 → 09/2020
  E*Trade Capital Management, Llc
  Houston, TX
• 09/2020 → 12/2021
  Guaranteed Rate
  Houston, TX
• 01/2022 → 01/2024
  Ubs
  Plano, TX
• 01/2024 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2022-01-07 → 2024-01-31
  Ubs Financial Services Inc.
  Plano, TX
  Weehawken, NJ
• 2020-03-24 → 2020-09-03
  Harrisdirect Llc
  Houston, TX
  Arlington, VA
• 2018-06-18 → 2020-03-10
  Morgan Stanley
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX
• 2005-01-01 → 2013-04-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Westlake Village, CA
  New York, NY
  Thousand Oaks, CA
  Boston, MA
  Thousand Oaks, CA
  Newbury Park, CA
  Westlake Village, CA
  Woodland Hills, CA
  New York, NY
  Westlake Village, CA

Exams

• S66 Uniform Combined State Law Examination
  2018-06-18

Other Names

• Matthew W Weiss
• Matt Weiss