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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-06-29
  • KY RA
    APPROVED
    Since 2023-06-29

Branch Locations

2400 Mccracken Blvd, Paducah, KY 42001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Paducah KY 03/2018 03/2022
Jennings & Associates Financial Advisors Paducah KY 03/2015 03/2018
Cetera Wealth Services, Llc El Segundo CA 03/2022 Present
The Wealth Management Group Llc Paducah KY 03/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 03/2018 → 03/2022
    Paducah, KY
  • 03/2015 → 03/2018
    Jennings & Associates Financial Advisors
    Paducah, KY
  • 03/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2022 → Present
    The Wealth Management Group Llc
    Paducah, KY
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: THE WEALTH MANAGEMENT GROUP LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2022 POSITION/TITLE/RELATIONSHIP: CONCIERGE SERVICES APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: I PROVIDE OPERATIONAL SUPPORT TO THE REP AND CLIENTS WHEN NEEDED 2. NAME OF OTHER BUSINESS: VERNA CONWAY INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: NOTARY START DATE: 10/2007 POSITION/TITLE/RELATIONSHIP: NOTARY APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: .5 BRIEF DESCRIPTION OF DUTIES: I PROVIDE NOTARY SERVICES WHEN NEEDED 3. NAME OF OTHER BUSINESS: NOTARY INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARIZED SIGNATURES START DATE: 03/20/2026 POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: .5 BRIEF DESCRIPTION OF DUTIES: NOTARIZE FORMS FOR CLIENTS AS NEEDED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-20
  • S66 Uniform Combined State Law Examination
    2019-03-20
Other Names
  • Carol Conway
  • Verna Carol Leach
  • Verna Carol Gammons

View on SEC IAPD

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