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Tara Anne Roman

Bison Investment Advisors, LLC

The Woodlands, TX

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Current Employers
Bison Investment Advisors, Llc

10055 Grogans Mill Suite 120, The Woodlands, TX 77380 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-12-03
  • TX RA
    APPROVED
    Since 2015-12-03

Branch Locations

10055 Grogans Mill Suite 120, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bison Investment Advisors, Llc Katy TX 01/2013 Present
Bison Investment Advisors, Llc Katy TX 08/2019 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-28
  • S65 Uniform Investment Adviser Law Examination
    2015-09-28
Other Names
  • Tara Ann Roman
  • Tara Anne Rondano

View on SEC IAPD

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Other Investors

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Jeffrey Douglas Hackett
KRISTIN LEE SANDERS
JENNIFER JOYCE CHACHERE
LEISL MAJ DODSON
THOMAS JAMES HAYES
JAMES ALBERT MAHDAK
SUSAN MARIE HILL

Other Offices

PROVIDENT WEALTH ADVISORS, LLC · THE WOODLANDS, TX
AMERIPRISE FINANCIAL SERVICES, LLC · THE WOODLANDS, TX
J. W. COLE ADVISORS, INC. · THE WOODLANDS, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · The Woodlands, TX
AMERIPRISE FINANCIAL SERVICES, LLC · The Woodlands, TX
ROSSBY FINANCIAL, LLC · The Woodlands, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · The Woodlands, TX
ALLSTATE FINANCIAL ADVISORS, LLC · Spring, TX

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