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Tara Anne Roman

Bison Investment Advisors, LLC

The Woodlands, TX

CRD 4323375

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Employer firm

Bison Investment Advisors, LLC CRD 149775

$158M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Pension consulting
  • Selection of other advisers
  • BUSINESS CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Bison Investment Advisors, Llc

10055 Grogans Mill Suite 120, The Woodlands, TX 77380 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-12-03
  • TX RA
    APPROVED
    Since 2015-12-03

Branch Locations

10055 Grogans Mill Suite 120, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bison Investment Advisors, Llc Katy TX 01/2013 Present
Bison Investment Advisors, Llc Katy TX 08/2019 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-28
  • S65 Uniform Investment Adviser Law Examination
    2015-09-28
Other Names
  • Tara Ann Roman
  • Tara Anne Rondano

View on SEC IAPD

Nearby Firms

PROVIDENT WEALTH ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
J. W. COLE ADVISORS, INC.

Nearby Investors

DANIEL CORAL GOODWIN
Jeffrey Douglas Hackett
KRISTIN LEE SANDERS

Nearby Offices

PROVIDENT WEALTH ADVISORS, LLC · THE WOODLANDS, TX
AMERIPRISE FINANCIAL SERVICES, LLC · THE WOODLANDS, TX
J. W. COLE ADVISORS, INC. · THE WOODLANDS, TX

More in The Woodlands, TX

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