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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-08
IL RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2016-09-08
  • IL RA
    APPROVED
    Since 2009-01-02

Branch Locations

805 W. Jackson Ste. 305, Morton, IL 61550 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Morton IL 06/2001 Present
Good News Financial, Inc. Morton IL 11/2001 Present
Cpa Morton IL 11/2001 Present
Raymond James Financial Services Advisors, Inc Morton IL 01/2009 Present
  • 06/2001 → Present
    Raymond James Financial Services, Inc.
    Morton, IL
  • 11/2001 → Present
    Good News Financial, Inc.
    Morton, IL
  • 11/2001 → Present
    Cpa
    Morton, IL
  • 01/2009 → Present
    Morton, IL
Previous Registrations
  • 2003-03-07 → 2005-12-31
    Good News Financial, Inc.
    Morton, IL
Other Businesses

(1)Name of Business: Good News Financial, Inc. Address: 805 W Jackson St Ste 305, Morton, IL, 61550, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/01/2001 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (2)Name of Business: Good News Tax Preparation Service Address: 805 W Jackson St Ste 305, Morton, IL, 61550, United States Activity Type: Accounting/CPA Position/Title: Owner/Proprietor Investment Related: No Start Date: 11/01/2001 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Tax Preparer as co-owner of business (3)Name of Business: Lil' Luvs Puppies Address: 142 Maple Ridge Dr, Morton, IL, 61550, United States Activity Type: Agriculture/Farming Position/Title: Other Investment Related: No Start Date: 12/23/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is my wife's business. She is the sole owner of it. She is a dog breeder. I help as needed and with the bookkeeping.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-02-13
S63 Uniform Securities Agent State Law Examination 2001-08-30
  • S65 Uniform Investment Adviser Law Examination
    2003-02-13
  • S63 Uniform Securities Agent State Law Examination
    2001-08-30

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