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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-09-08 |
| IL | RA | APPROVED | 2009-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Morton | IL | 06/2001 | Present |
| Good News Financial, Inc. | Morton | IL | 11/2001 | Present |
| Cpa | Morton | IL | 11/2001 | Present |
| Raymond James Financial Services Advisors, Inc | Morton | IL | 01/2009 | Present |
(1)Name of Business: Good News Financial, Inc. Address: 805 W Jackson St Ste 305, Morton, IL, 61550, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/01/2001 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (2)Name of Business: Good News Tax Preparation Service Address: 805 W Jackson St Ste 305, Morton, IL, 61550, United States Activity Type: Accounting/CPA Position/Title: Owner/Proprietor Investment Related: No Start Date: 11/01/2001 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Tax Preparer as co-owner of business (3)Name of Business: Lil' Luvs Puppies Address: 142 Maple Ridge Dr, Morton, IL, 61550, United States Activity Type: Agriculture/Farming Position/Title: Other Investment Related: No Start Date: 12/23/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is my wife's business. She is the sole owner of it. She is a dog breeder. I help as needed and with the bookkeeping.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-30 |
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