Claudine R Moscardelli

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2010-10-11

IL RA
APPROVED

Since 2010-10-11

Branch Locations

3161 W White Oaks Dr, Springfield, IL 62704 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch	Springfield	IL	07/2010	Present

07/2010 → Present

Merrill Lynch

Springfield, IL

Previous Registrations

2009-06-01 → 2010-06-15

Morgan Stanley

Springfield, IL
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Springfield, IL
2004-10-08 → 2007-04-02

Morgan Stanley Dw Inc.

Springfield, IL

Springfield, IL

Other Businesses

I*3258267 Entity Type: Fiduciary role Name of OBA: C. M. Address: Springfield, Illinois, 62707 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 12/01/2025 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Child/Grandchild

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-08-18

S66 Uniform Combined State Law Examination

2004-08-18

Other Names

Claudine Moscardelli
Claudine Renea Mccart
Claudine Renea Mccart
Claudine Renea Moscardelli

View on SEC IAPD