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Theresa Lloyd Harris

First Citizens Investor Services, Inc.

Raleigh, NC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2008-04-08
  • NC RA
    APPROVED
    Since 2008-04-08

Branch Locations

100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 04/2008 Present
  • 04/2008 → Present
    First Citizens Investor Services
    Raleigh, NC
Previous Registrations
  • 2004-05-03 → 2007-09-13
    Waddell & Reed
    Reno, NV
    Reno, NV
  • 2000-01-21 → 2004-02-05
    Waddell & Reed
    Reno, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-10-21
  • S66 Uniform Combined State Law Examination
    1999-10-21
Other Names
  • Theresa Marie Lloyd

View on SEC IAPD

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