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Christopher Washington

LPl Financial LLC

Missouri City, TX

CRD 4322418

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-21
FL RA APPROVED 2021-07-21
LA RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
  • CA RA
    APPROVED
    Since 2021-07-21
  • FL RA
    APPROVED
    Since 2021-07-21
  • LA RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

Missouri City, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Missouri City TX 12/2000 07/2021
Various Insurance Carriers For W&R Insurance Agencies Missouri City TX 03/2001 07/2021
Lisa Washington Beaumont TX 01/2004 07/2021
Christopher Washington-Notary Missouri City TX 01/2008 07/2021
Lpl Financial Llc Missouri City TX 07/2021 Present
  • 12/2000 → 07/2021
    Waddell & Reed, Inc
    Missouri City, TX
  • 03/2001 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Missouri City, TX
  • 01/2004 → 07/2021
    Lisa Washington
    Beaumont, TX
  • 01/2008 → 07/2021
    Christopher Washington-Notary
    Missouri City, TX
  • 07/2021 → Present
    Missouri City, TX
Previous Registrations
  • 2001-06-11 → 2021-07-21
    Waddell & Reed
    Beaumont, TX
    Houston, TX
    Missouri City, TX
    Edmond, OK
    Missouri City, TX
Other Businesses

1) 2008 - Notary Public - Christopher Washington - Investment Related - MO City, TX 77459

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-08
S63 Uniform Securities Agent State Law Examination 2001-04-13
  • S65 Uniform Investment Adviser Law Examination
    2001-06-08
  • S63 Uniform Securities Agent State Law Examination
    2001-04-13

View on SEC IAPD

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