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Christian Marc Galland

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-22
  • TX RA
    APPROVED
    Since 2018-01-22

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Dallas TX 12/2015 12/2017
Charles Schwab & Co., Inc. Westlake TX 12/2017 Present
Previous Registrations
  • 2017-01-24 → 2018-01-16
    Scottrade Investment Management
    Saint Louis, MO
  • 2013-12-12 → 2015-12-07
    Td Ameritrade, Inc.
    Westlake, TX
  • 2013-12-12 → 2015-12-07
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
  • 2012-10-01 → 2013-12-11
    J.P. Morgan Securities Llc
    Coppell, TX
    Carrollton, TX
  • 2012-01-11 → 2012-10-01
    Chase Investment Services Corp.
    Coppell, TX
  • 2010-07-26 → 2011-10-21
    Edward Jones
    Lewisville, TX
    Lewisville, TX
    St Louis, MO
    Flower Mound, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-23
S63 Uniform Securities Agent State Law Examination 2001-03-20
  • S66 Uniform Combined State Law Examination
    2010-07-23
  • S63 Uniform Securities Agent State Law Examination
    2001-03-20
Other Names
  • Chris M Galland
  • Chris Galland

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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