Best Investors Account Sign in
Employer firm

Alliancebernstein L.p. CRD 108477

$763B regulatory AUM 16 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-05-10
  • TN RA
    APPROVED
    Since 2024-05-10

Branch Locations

College Grove, TN • United States

501 Commerce Street, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alliancebernstein Investments, Inc. Los Angeles CA 06/2007 Present
  • 06/2007 → Present
    Alliancebernstein Investments, Inc.
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-03-02
S63 Uniform Securities Agent State Law Examination 2001-01-12
  • S65 Uniform Investment Adviser Law Examination
    2005-03-02
  • S63 Uniform Securities Agent State Law Examination
    2001-01-12

View on SEC IAPD

More in College Grove, TN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor