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Joann Parker Penovi

Carter, Terry & Company, Inc.

Atlanta, GA

Atlanta, GA

Atlanta, GA

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Current Employers
Carter, Terry & Company, Inc.

3340 Peachtree Rd Ne Suite 1400, Atlanta, GA 30326 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2018-04-30
SC RA APPROVED 2018-04-30
GA RA APPROVED 2009-06-04
  • AL RA
    APPROVED
    Since 2018-04-30
  • SC RA
    APPROVED
    Since 2018-04-30
  • GA RA
    APPROVED
    Since 2009-06-04

Branch Locations

3340 Peachtree Road Suite 1400, Atlanta, GA 30326 • UNITED STATES

3340 Peachtree Rd Ne Suite 1400, Atlanta, GA 30326 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carter Terry & Co. Inc Atlanta GA 06/2009 Present
  • 06/2009 → Present
    Carter Terry & Co. Inc
    Atlanta, GA
Previous Registrations
  • 2007-09-17 → 2009-06-02
    Ameriprise Advisor Services, Inc.
    Atlanta, GA
  • 2007-04-02 → 2007-09-18
    Morgan Stanley & Co. Llc
    Atlanta, GA
  • 2004-06-16 → 2007-04-02
    Morgan Stanley Dw Inc.
    Atlanta, GA
    Atlanta, GA
  • 2002-05-30 → 2004-05-05
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-27
  • S66 Uniform Combined State Law Examination
    2000-07-27
Designations
Other Names
  • Joann Parker

View on SEC IAPD

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Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

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