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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2018-02-14
GA RA APPROVED 2018-02-14
TX RA APPROVED_RES 2018-02-14
  • AR RA
    APPROVED
    Since 2018-02-14
  • GA RA
    APPROVED
    Since 2018-02-14
  • TX RA
    APPROVED_RES
    Since 2018-02-14

Branch Locations

530 N College Ave, Bldg B, Fayetteville, AR 72701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments Inc Lafayetteville AR 05/2005 Present
Lpl Financial Llc Fayetteville AR 02/2018 Present
  • 05/2005 → Present
    Sii Investments Inc
    Lafayetteville, AR
  • 02/2018 → Present
    Fayetteville, AR
Previous Registrations
  • 2006-03-27 → 2018-02-14
    Sii Investments, Inc.
    Fayetteville, AR
    Fayetteville, AR
    Fayetteville, AR
Other Businesses

1. 02/14/2018 - CORNERSTONE WEALTH MANAGEMENT, INC - Investment Related - Insurance Agency - President/Owner - Life, Disability, Dental, Vision. 2. 02/14/2018 - CORNERSTONE WEALTH MANAGEMENT, INC. - Investment Related - Non-Variable Insurance - President - Life, Disability, Dental, Vision. 3. 02/14/2018 - CORNERSTONE WEALTH MANAGEMENT, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-22
  • S66 Uniform Combined State Law Examination
    2006-03-22

View on SEC IAPD

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