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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-03-27
  • CA RA
    APPROVED
    Since 2015-03-27

Branch Locations

100 Wilshire Boulevard Suite 1900, Santa Monica, CA 90401 • United States

Malibu, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Santa Monica CA 03/2015 Present
Morgan Stanley Private Bank, National Association New York NY 05/2015 Present
  • 03/2015 → Present
    Santa Monica, CA
  • 05/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1. * 250079 - Rental Property; Investment related; Malibu, CA; Rental; Co-owner (proprietor, partner, officer, director, employee, trustee, agent); Jul 2019; During business hours: 0; After business hours: 0; Renting out primary residence for events, movie & photo shoots. *375002 - Car Rental; Investment related; Rental of classic car; Owner (proprietor, partner, officer, director, employee, trustee, agent); Jul 2019; During business hours: 0; After business hours: 0; Rent out a classic car that my family owns for special events, film and TV shoots

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-27
  • S66 Uniform Combined State Law Examination
    2001-01-27

View on SEC IAPD

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